Why Arcturus Advisory

Our Compliance Approach

At Arcturus, our approach to RIA compliance is deeply rooted in collaboration, customization, and ultimately, giving RIA owners peace of mind. We begin by engaging in thorough discussions to understand your firm’s unique operations, risk profile, and business objectives. This allows us to develop a tailored compliance strategy that not only meets regulatory requirements but also aligns seamlessly with your business goals. We work closely with you to design a robust surveillance and testing program, ensuring continuous monitoring and proactive identification of potential issues. Whether it’s navigating complex SEC filings, rolling out new products or business lines, or preparing for SEC exam responses, we provide hands-on guidance and support every step of the way, allowing you to focus on your clients with confidence.
 
We pride ourselves on being flexible and responsive to your evolving needs. Recognizing that compliance is not a one-size-fits-all solution, we adapt our strategies and services to match the specific nuances of your firm. Our goal is to empower you with the knowledge and tools necessary to maintain a strong compliance program, alleviating the stress and uncertainty that often comes with regulatory oversight. We’re committed to building a long-term partnership, offering ongoing support and adjustments as your business grows and the regulatory landscape shifts, ultimately giving you the assurance that your compliance is in expert hands.

Who is Arcturus?

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Arcturus Founder

Hi, I'm Iryna Northrip, and I specialize in helping RIAs navigate the ever-changing world of compliance. With a unique background that blends law (Juris Doctor) and finance (Chartered Financial Analyst), I bring a comprehensive perspective to your compliance needs. I understand the intricacies of regulations and how they impact your business, ensuring your firm stays on the right side of the rules while still achieving your goals.

 

Over the years, I've worked with numerous RIAs (from $3 billion to $700 billion) as their Chief Compliance Officer, leading compliance departments (large and small), shaping their compliance strategy and program. I know firsthand how challenging it can be to keep up, which is why I'm passionate about providing clear, actionable guidance. Whether you're dealing with performance advertising, regulatory reporting, launching a new product or business line, responding to the SEC, or anything in between and beyond, I'm here to help.

 

My approach is personal and practical. I believe in understanding your unique situation and tailoring solutions that fit your firm's specific needs. Let’s work together to ensure your RIA thrives in today’s regulatory environment.

Let me design Your Compliance ARCetype. Let's talk.

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