Why Arcturus Advisory
Who is Arcturus Advisory?
Arcturus Advisory Founder
Hello, I'm Iryna Northrip, and I help RIAs navigate the ever-changing world of compliance. With a unique background that blends law (Juris Doctor) and finance (Chartered Financial Analyst), I bring a comprehensive perspective to your compliance needs.
I understand the intricacies of regulations and how they impact your business, ensuring your firm stays on the right side of the rules while still achieving your goals.
Over the years, I've worked with numerous RIAs (from $3 billion to $700 billion) as their Chief Compliance Officer, leading compliance departments (large and small), shaping their compliance strategy and program.
I know firsthand how challenging it can be to keep up, which is why I'm passionate about providing clear, actionable guidance.
Whether you're dealing with performance advertising, regulatory reporting, launching a new product or business line, responding to an SEC exam, or anything in between and beyond, I'm here to help.
Both as an attorney and in my various CCO roles, I have worked on numerous merger and acquisition deals. I have conducted due diligence on dozens of RIAs and then worked on the integration of the newly acquired firms.
In the mutual fund space, I have advised mutual fund boards as CCO and conducted due diligence on fund service providers, from transfer agents and custodians to fund administrators.
My approach is personal and practical. I believe in understanding your unique situation and tailoring solutions that fit your firm's specific needs. Let’s work together to ensure your RIA thrives in today’s regulatory environment.
Let me design your Compliance Archetype.
Compliance Consulting Approach
RIAs: I pride myself on being flexible and responsive to your evolving needs. Recognizing that compliance is not a one-size-fits-all solution, I adapt my approach to match the specific nuances of your firm. My goal is to empower you with the knowledge and tools necessary to maintain a strong compliance program, alleviating the stress and uncertainty that often comes with regulatory oversight.
RIA buyers: I work with you to assist with due diligence of the firms you are considering to purchase. I assess the risk of the investment program, compliance program, and operational efficiency of these firms. Additionally, I can help with the integration of compliance and controls after the acquisition.
I am committed to building a long-term partnership, offering ongoing support and adjustments as your business grows and the regulatory landscape shifts.